Investigations

 

Drawing on the expertise of our founder who served previously as a federal prosecutor, our experience in complex and high-stakes investigations enables us to obtain answers our clients need quickly and discreetly. We understand how cases are built and pursued, allowing us to anticipate and identify fault lines, to our clients’ benefit. We pride ourselves in “seeing around corners” to advise clients on proactive resolutions and risk mitigation strategies. We understand the sensitivities involved in internal investigations and that there is no one-size-fits-all approach.

Investigations Experience:

  • Advising major corporations in connection with sensitive internal investigations.

  • Representing subjects and witnesses in ongoing government investigations.

  • Advising numerous clients in their responses to grand jury and third-party subpoenas.

  • Advocating on behalf of institutions and witnesses in various regulatory investigations conducted by the FDA, DFS, SEC, FINRA, and CFTC.

  • Representing individuals in institutional benchmark and rate swap investigations.

  • Advising client regarding forfeiture and disgorgement issues arising out of the investigation of a hedge fund.

  • Advising the chairman of a publicly-traded company during a regulatory investigation.

  • Representing executive in investigation of alleged workplace misconduct.

  • Conducting internal investigation for major international law firm involving allegations of misconduct.

  • Representing health reimbursement plan for major professional sports league in connection with allegations of participant fraud.

  • Representing prominent nonprofit organization in investigation by New York Attorney General’s Office.

  • Representing labor union for major professional sports league in connection with allegations of abuse against union member.

  • Guiding numerous clients, including current and former employees of major financial institutions, through sensitive internal investigations, criminal tax investigations, and regulatory investigations.

  • Representing major financial institution in internal investigation regarding allegations of insider trading by brokerage employee.

  • Leading internal investigation into racketeering, conspiracy, and fraud claims made against foreign branch of multinational corporation.